Background In-home iron fortification for infants in developing countries is recommended for control of anaemia, but low absorption typically results in >80% of the iron passing into the colon. Iron is essential for growth and virulence of many pathogenic enterobacteria. We determined the effect of high and low dose in-home iron fortification on the infant gut microbiome and intestinal inflammation.
Methods We performed two double-blind randomised controlled trials in 6-month-old Kenyan infants (n=115) consuming home-fortified maize porridge daily for 4 months. In the first, infants received a micronutrient powder (MNP) containing 2.5 mg iron as NaFeEDTA or the MNP without iron. In the second, they received a different MNP containing 12.5 mg iron as ferrous fumarate or the MNP without the iron. The primary outcome was gut microbiome composition analysed by 16S pyrosequencing and targeted real-time PCR (qPCR). Secondary outcomes included faecal calprotectin (marker of intestinal inflammation) and incidence of diarrhoea. We analysed the trials separately and combined.
Results At baseline, 63% of the total microbial 16S rRNA could be assigned to Bifidobacteriaceae but there were high prevalences of pathogens, including Salmonella Clostridium difficile, Clostridium perfringens, and pathogenic Escherichia coli. Using pyrosequencing, +FeMNPs increased enterobacteria, particularly Escherichia/Shigella (p=0.048), the enterobacteria/bifidobacteria ratio (p=0.020), and Clostridium (p=0.030). Most of these effects were confirmed using qPCR; for example, +FeMNPs increased pathogenic E. coli strains (p=0.029). +FeMNPs also increased faecal calprotectin (p=0.002). During the trial, 27.3% of infants in +12.5 mgFeMNP required treatment for diarrhoea versus 8.3% in −12.5 mgFeMNP (p=0.092). There were no study-related serious adverse events in either group.
Conclusions In this setting, provision of iron-containing MNPs to weaning infants adversely affects the gut microbiome, increasing pathogen abundance and causing intestinal inflammation.
Trial registration number NCT01111864.
- Iron Nutrition
- Enteric Bacterial Microflora
- Infant Gut
- Gut Inflammation
- Enteropathogenic E Coli
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Significance of this study
What is already known on this subject?
The composition of the infant gut microbiota may vary depending on dietary iron supply, but most data are from culture methods, or have come from animal experiments.
In-home iron fortification for infants in developing countries is recommended to control anaemia, but low absorption typically results in >80% of the iron passing into the colon.
Two recent iron fortification trials in infants in developing countries have raised safety concerns: in Ghana, there was an increased rate of hospitalisations possibly due to diarrhoea, and in Pakistan, a small but significant increase in overall diarrhoea prevalence.
There is little known about the composition of the African infant gut microbiota during the weaning period, or the effects of iron fortification at this age.
What are the new findings?
This is the first controlled intervention trial to examine the effect of iron fortification on the African infant gut microbiome.
Iron fortification modifies the gut microbiome in weaning African infants, increasing enterobacteria and decreasing bifidobacteria, and increases abundances of specific enteropathogens, for example, pathogenic Escherichia coli.
Iron fortification in weaning African infants increases faecal calprotectin levels, indicating intestinal inflammation.
These data provide a probable mechanism for the increases in diarrhoea seen in recent infant fortification studies.
How might it impact on clinical practice in the foreseeable future?
Our findings suggest that, until safer formulations are available, iron fortification should not be given to all infants, but should be targeted only to infants with clear iron deficiency anaemia, while providing adequate protection from diarrhoea.
While infants have the highest rates of iron deficiency anaemia (IDA), they are also the group less well covered by universal fortification programmes. Micronutrient powders (MNP), added directly to complementary foods after cooking (in-home fortification), can be an effective approach for providing additional dietary iron and reducing anaemia rates.1 Currently, in-home fortification programmes are in place or planned in 36 countries including 10 in Sub-Saharan Africa.2
However, the safety of iron-containing MNPs (+FeMNPs) is uncertain. A 2007 WHO consultation, on the results of the Pemba trial where iron and folic acid supplementation increased child mortality,3 did not recommend the use of +FeMNPs in malaria-endemic areas because of concerns about potential increases in infection.4 Two recent fortification trials in infants with an MNP containing 12.5 mg ferrous fumarate have raised safety concerns: in Ghana, there was an increased rate of hospitalisations possibly due to diarrhoea,5 and in Pakistan a small but significant increase in overall diarrhoea prevalence, bloody diarrhoea, and respiratory illness.6 An earlier systematic review concluded iron supplementation, but not fortification, may increase risk for diarrhoea.7 If +FeMNPs increase risk for infection and diarrhoeal disease, this would be an important adverse effect, as diarrhoea contributes to the death of ≈1 in 9 under 5-year-old children in Sub-Saharan Africa.8
The food matrix of most cereal-based and legume-based complementary foods is rich in phytic acid, a potent inhibitor of iron absorption; therefore, usually less than 20% of iron added to these foods is absorbed.9 ,10 In rural African populations with high levels of inflammation and infection, absorption is likely to be even lower, as inflammation increases circulating hepcidin the major iron regulator, which reduces dietary iron absorption through binding and degradation of the iron efflux protein, ferroportin, at the basolateral membrane of the enterocytes.11 Thus, providing +FeMNPs to individuals with concurrent inflammation results in most of the iron passing unabsorbed into the colon. Once absorbed, iron in the body is bound to proteins limiting iron access to potential pathogens, and during infection, iron supply is further reduced in the extracellular compartment and remains in macrophages and enterocytes.12 There is no comparable system for sequestration of dietary iron known in the gut lumen, although neutral pH and the presence of defence molecules, such as lipocalin 2,13 may reduce iron solubility and availability to gut microbes.
Iron is an essential, growth-limiting nutrient for many gut bacteria, competing for unabsorbed dietary iron.14 For most enteric gram-negative bacteria (eg, Salmonella, Shigella or pathogenic Escherichia coli), iron acquisition plays an essential role in virulence and colonisation.15 By contrast, lactobacilli, a major group of beneficial ‘barrier’ bacteria improving gut integrity and reducing colonisation by enteric pathogens,16 do not require iron, but instead rely on manganese.17 Therefore, an increase in unabsorbed dietary iron through fortification or supplementation could modify the colonic microbiota equilibrium and favour growth of pathogenic strains over ‘barrier’ strains.
Colonisation of the human gastrointestinal tract begins at birth and depends on the mode of delivery, hygiene and prematurity.18 The iron-binding protein, lactoferrin, in breast milk limits iron availability to the gut microbiota,19 and may have a protective effect in breastfed infants. The relatively simple gut microbiota of breastfed infants further diversifies with the introduction of complementary feeding.20 In a study comparing the gut microbiome among infants from the USA, Venezuela and Malawi, there were significant differences between sites, but a common pattern was the dominance of bifidobacteria throughout the first year of life, thereafter, bifidobacteria diminish steadily leading to the establishment of an adult-like gut microbiome at about 3 years of age.21
In a controlled trial of iron fortification in schoolchildren in Côte d'Ivoire, iron increased enterobacteria and intestinal inflammation, and decreased lactobacilli.22 In older studies in European infants using culture methods, iron induced an increase in E. coli and a decrease in bifidobacteria,23 along with higher counts of Bacteroides.24 A recent small study in US infants (n=14) receiving complementary feeding regimens providing iron from fortified cereals or meat, reported an increase in Bacteroidales and decreases in bifidobacteria, Lactobacillales and Rothia.25 In infants in Pakistan, +FeMNPs caused an increase in Aeromonas species compared to the non-supplemented control group.6
Our study aim was to determine the effects of two widely used high and low dose +FeMNPs on the gut microbiome, using barcoded 16S rRNA pyrosequencing and targeted real-time PCR (quantitative PCR, qPCR), and intestinal inflammation in Kenyan infants prone to diarrhoeal disease. Our hypotheses were that iron fortification would: (1) increase faecal enterobacteria and its ratio to bifidobacteria and/or lactobacilli; (2) favour colonisation by potential pathogens and (3) increase intestinal inflammation.
Materials and methods
Study site and participants
The study was conducted in Msambweni County, in southern coastal Kenya. This is a malaria-endemic area, where 40% of the paediatric hospital admissions in 2006 were due to plasmodial infections.26 The region experiences a long rainy season from April to July, and short rains from October to November. Farming is the main economic activity and maize the staple food crop in this sparsely populated area. The typical local weaning food is the liquid maize porridge, ‘uji’; a regular portion consists of about 8–10 g maize flour boiled in 100–150 mL water and sweetened with sugar.
In the catchment area of the Kikoneni health centre, we continuously recruited infants aged 5.5 months. We recruited 80 infants from March 2010 until September 2011, and randomly assigned them to receive either an MNP with or without 2.5 mg iron as sodium iron EDTA (NaFeEDTA, ±2.5 mgFeMNP, MixMe, DSM Nutritional Products Europe, Basel, Switzerland). We recruited 80 more infants from September 2011 to May 2012 and randomly assigned them to receive either an MNP with or without 12.5 mg iron as ferrous fumarate (±12.5 mgFeMNP, Sprinkles, Hexagon Nutrition, Mumbai). The composition of the MNPs is shown in table 1. Inclusion criteria were an infant age of 5.5 months (±3 weeks), mother at least ≥15 years of age, infant haemoglobin (Hb) ≥70 g/L, and no maternal or infant chronic diseases. The MNPs were packed in group-coded sachets (containing one daily dose).
Prior to intervention, we conducted triangle sensory tests27 in local adults (n=25 per MNP). In these tests, the +FeMNPs were indistinguishable from the corresponding −FeMNPs, and their acceptability was high (data not shown).
Trained field workers instructed the mothers in cooking the ‘uji’ and its fortification with the MNPs. Further, the participating mothers were trained on the home collection of infant stool samples. Before starting the intervention with MNPs, we conducted a 2-week run-in period to familiarise the families with the stool collection method and the introduction of the maize porridge.
Then, weekly for 4 months, we dispensed 7 MNP sachets and 2 kg of maize flour (Dola, Kitui Flour Mills, Mombasa, Kenya) directly to the participating mothers from six distribution points. We analysed triplicate samples of the maize flour for iron concentration by using atomic absorption spectroscopy, and for phytic acid28 ,29 at the ETH Zurich. During the weekly distribution, field workers collected the previous week's used and unused MNP sachets to assess compliance and recorded the infants’ feeding history and the health status by using a multiple-choice questionnaire. If a mother reported any illness, the dedicated study nurse examined the child and recorded treated episodes of malaria, diarrhoea and respiratory tract infections (RTI). The study nurse used a forced-choice questionnaire to record treated cases of malaria, diarrhoea and RTI at baseline (covering the last 3 months) and after 4 months (covering the entire intervention period).
Gut microbiome, short-chain fatty acids (SCFA) and faecal calprotectin
Stool samples were collected at baseline, 3 weeks and 4 months. The mothers were provided with plastic diapers, containers, spatulas, Anaerocult sachets (Merck KGaA, Darmstadt, Germany) to generate an anaerobic environment, a falcon tube for the measurement of 8 mL water to wet the Anaerocult, and an illustrated pamphlet to reinforce the sampling instructions. The stool samples were collected in the morning, kept anaerobic, and aliquots were frozen at −20°C the same day.
Full descriptions of the materials and methods used for the following are available in the online supplementary materials and methods: DNA extraction, gut microbiome analysis using 16S rRNA pyrosequencing, targeted qPCR, and short-chain fatty acid (SCFA) measurements.
At baseline, after 4 months (±12.5 mgFeMNP) and 6 months (±2.5 mgFeMNP), venous blood samples were drawn using heparin vacutainers and butterfly needles. Serum was separated and frozen on collection day.
The following parameters were determined, of which the full description is available in the online supplementary materials and methods: haemoglobin (Hb), zinc protoporphyrin to haem ratio (ZPP), serum ferritin (SF), soluble transferrin receptor (sTfR) and C-reactive protein (CRP), serum hepcidin-25, body iron stores, serum IL-1β, IL-2, IL-4, IL-5, IL-6, IL-8, IL-10, IFNγ, TNFα, GM-colony-stimulating factor (CSF), IL-12 (p40/p70) and IL-17. The following cut-offs were used: (1) anaemia: Hb <110 g/L,30 (2) ID: body iron stores <0 mg/kg31 and (3) inflammation: CRP ≥4.1 mg/L (manufacturer's reference range).
At baseline and after 4 months, infant weight was recorded using a hanging scale (Salter 235-6S, 25 kg×100 g; Salter Brecknell, UK) and length using a measurement board (Shorr Production, Olney, Maryland, USA). We calculated weight-for-age (WAZ), height-for-age (HAZ), weight-for-height (WHZ) and BMI-for-age (Body Mass Index; BAZ) Z-scores using the WHO Anthro software.32
Based on previous studies on gut microbiota conducted by our group in schoolchildren22 and young adults,33 we estimated a sample size of 25–30 subjects in each group to detect a relevant difference of about 0.85 log number of copies/g faeces in enterobacteria, lactobacilli and bifidobacteria, considering a SD of 1.09–1.37 for the three microbial groups, with α=0.05 and β=0.8.
Longitudinal effects of iron on the gut microbiome (assessed by pyrosequencing) were assessed by comparing change over time, which was calculated by dividing the relative abundance of a taxon at 4 months or 3 weeks by the relative abundance of a taxon at baseline and a subsequent Mann–Whitney U test (MWU) was done. Cross-sectional differences were compared by MWU. Estimated intervention effects of iron on gut microbiota (assessed by qPCR), iron status and anthropometrics were evaluated using univariate general linear models (GLM) with baseline values as covariates. Full descriptions of statistical methods and software used can be found in the online supplementary materials and methods.
This study was approved by the ethics and research committees of the Kenyatta National Hospital/ University of Nairobi (P167/6/2009 and P168/05/2011), and the ETH Zurich (EK 2009-N-53). Caregivers of the infants gave written informed consent. A data safety monitoring board, including a paediatrician and a nutritionist, performed safety monitoring for the study.
Our estimated sample size was 100–120 infants, and we enrolled 115 infants into the study (figure 1, trial profile). We originally recruited 160 infants, but during the 2-week run-in period, 21 infants were excluded because they had received antibiotics in the previous 2 months, and 24 infants did not provide an adequate baseline stool sample. During the study, a further 11 infants were excluded because they received antibiotics, or were unable to provide adequate stool samples. Use of antibiotics was unexpectedly high in this setting; this was the local standard of care. Due to a labelling error at the factory in a second batch of the ±2.5 mgFeMNP sachets, three infants received mixed treatments and were excluded. Therefore, the final analysis was completed on 101 infants: 28 from +2.5 mgFeMNP, 21 from −2.5 mgFeMNP, 26 from +12.5 mgFeMNP, and 26 from −12.5 mgFeMNP.
Baseline prevalence of anaemia, iron deficiency (negative body iron stores) and systemic inflammation were 67.3%, 25.5% and 29.7%, respectively. Nearly all infants were still being breastfed (99.0%), but 80.2% had already been introduced to complementary foods, predominantly ‘uji’ starting, on average, at 4 months of age. Compliance with the sachets was 99.4% for ±2.5 mgFeMNP and 96.2% for ±12.5 mgFeMNP. The native iron and phytic acid concentrations in the maize flour were 1.15±0.06 mg and 310±20 mg per 100 g, respectively.
Baseline infant gut microbiome and its development over time
Totally, 934 853 bacterial 16S rRNA sequences were analysed by pyrosequencing. At baseline, the infant gut microbiome consisted of the phyla Actinobacteria (64.3% of reads), Firmicutes (22.4%; including 4.7% Lactobacillus), Bacteroidetes (8.9%; including 3.6% Bacteroides and 4.3% Prevotella), and Proteobacteria (4.1%; including 3.3% Escherichia/Shigella); and was highly dominated by the family of Bifidobacteriaceae, contributing 63.0% of the total 16S rRNA (figure 2). There was no significant effect of baseline anaemia status on phylogenetic diversity among the infants (data not shown). However, an exploratory analysis revealed significant differences in taxa between anaemic and non-anaemic infants at baseline: non-anaemic infants harboured lower abundances of Prevotella (2.0% vs 4.5%, p=0.014), whereas, they showed higher abundances of Actinomycetales (0.14% vs 0.09%, p=0.004) and Streptococcus (6.3% vs 3.9%, p=0.023) (figure 3).
The phylogenetic diversity in all stool samples increased after 3 weeks (p=0.004) and further increased to 4 months (p=0.005, see online supplementary figure S1). Redundancy analysis throughout the study found: (1) a strong interindividual variation of the gut microbial composition (p=0.001); (2) a significant difference in the gut microbiome of anaemic and non-anaemic infants (p=0.031) and (3) a significant difference in the gut microbiome of infants in the two MNP trials (±2.5 mgFeMNP and ±12.5 mgFeMNP, p=0.015). Furthermore, strong time-specific signatures were found (p=0.001). Gender, season in which the intervention started, and the starting date of complementary feeding did not significantly affect the gut microbiome.
Significant changes over time in the infants gut microbiome composition of the −FeMNP group from baseline (6 months old) to endpoint (10 months old) are illustrated in online supplementary figure S2. These changes involved an increase in Faecalibacterium and Prevotella, and a decrease in Enterobacteriaceae (p=0.010, p=0.006, p=0.002, respectively).
Composition of the infant gut microbiome during iron fortification
The phylogenetic diversity of the gut microbiome was not significantly modified by +FeMNP versus −FeMNP (see online supplementary figure S1). Differences in the gut microbiome at endpoint for the combined ±FeMNP groups and the separate analysis of the ±2.5 mgFeMNP and ±12.5 mgFeMNP are shown in figure 4A–C. The changes over time in the relative abundance of a taxon between the ±FeMNP groups and the ±2.5 mgFeMNP and ±12.5 mgFeMNP are shown in figure 5i–vi. Comparing +FeMNP versus −FeMNP, there were significantly higher abundances of the genera Clostridium, and Escherichia/Shigella (p=0.033, p=0.010, respectively), and a trend towards lower abundances of the genus Bifidobacterium (p=0.085) in the +FeMNP group at endpoint (figure 4A). Additionally, the change over time in relative abundances (4 months vs baseline) was significantly different in +FeMNP versus −FeMNP for Firmicutes, Escherichia/Shigella, and Clostridium (p=0.034, p=0.030, p=0.048, respectively; figure 5i–iii). Comparing +2.5 mgFeMNP with −2.5 mgFeMNP, there were significantly higher abundances of the genera Escherichia/Shigella (p=0.044) and a trend towards higher in Roseburia (p=0.083) in +2.5 mgFeMNP versus −2.5 mgFeMNP at endpoint (figure 4B). Additionally, the change over time in relative abundances (4 months vs baseline) was significantly different in +2.5 mgFeMNP compared with −2.5 mgFeMNP for Escherichia/Shigella (p=0.034; figure 5iv). Comparing +12.5 mgFeMNP with −12.5 mgFeMNP, there were significantly higher abundances of Firmicutes (p=0.018), Bacteroides (p=0.045), a trend towards higher abundances of Clostridium species (p=0.052) and Escherichia/Shigella (p=0.067), and significantly lower abundance of Bifidobacterium (p=0.047) in +12.5 mgFeMNP versus −12.5 mgFeMNP at endpoint (figure 4C). Additionally, the change over time in relative abundances (4 months vs baseline) was significantly higher in +12.5 mgFeMNP compared with –12.5 mgFeMNP for Firmicutes (p=0.046; figure 5v) and showed a significantly larger decrease for Bifidobacterium (p=0.049, figure 5vi).
Comparing +FeMNP versus −FeMNP by qPCR analysis, revealed a borderline significant effect of iron on enterobacteria (p=0.061), with higher concentrations in +FeMNP (8.9±0.3 log number of gene copies/g faeces) versus −FeMNP (8.0±0.4) at endpoint. Furthermore, there was a significant treatment effect on Roseburia species/Eubacterium rectale (p=0.020), with lower concentrations in +FeMNP (4.4±0.4) versus −FeMNP (5.8±0.4). In the separate analyses of the two MNPs, a significant treatment effect was found on Roseburia species/E rectale in ±12.5 mgFeMNP (p<0.0001), with lower concentrations in +12.5 mgFeMNP (3.2±0.4) versus −12.5 mgFeMNP (6.2±0.5) at endpoint; while a significant treatment effect was seen for Eubacterium hallii in ±2.5 mgFeMNP (p=0.009), with higher concentrations in +2.5 mgFeMNP (8.4±0.6) versus −2.5 mgFeMNP (7.1±0.5) at endpoint.
Examining the effect of iron on pathogenic gut microbiota in all analysed stool samples, we detected Bacillus cereus in 39.5% (mean in detected samples: 4.6 log copies/g faeces (range: 3.3–7.2)), Staphylococcus aureus in 65.4% (6.6 (3.0–10.0)), Clostridium difficile in 56.5% (7.2 (3.4–10.4)), members of the Clostridium perfringens group in 89.7% (7.7 (3.1–10.4)), Salmonella in 22.4% (5.7 (4.4–7.9)) and Vibrio cholera in 0%. Further, we detected enteropathogenic E. coli (EPEC) in 65.0% (mean in detected samples: 6.0 log copies/g faeces (range: 3.2–9.3)), enterotoxigenic E. coli producing heat-labile toxin (ETEC LT) in 49.2% (6.0 (3.0–10.5)), ETEC producing heat-stable toxin (ETEC ST) in 7.0% (5.7 (3.5–8.7)), enterohaemorrhagic E. coli producing shiga-like toxin 1 (EHEC stx1) in 9.6% (4.7 (3.4–7.4)), and EHEC stx2 in 8.5% (4.6 (3.6–6.3)). There was a significant treatment effect on the sum of the pathogenic E. coli at endpoint (p=0.029), with higher concentration in the +FeMNP (6.0±0.5 log numbers of copies/g faeces) versus −FeMNP (4.5±0.5). In the separate analyses of the two MNPs, there was a significant treatment effect on the sum of the pathogenic E. coli in ±2.5 mgFeMNP at midpoint (p=0.012), and at endpoint (p=0.043), with transient lower concentrations in the +2.5 mgFeMNP (4.9±0.7) versus −2.5 mgFeMNP (7.0±0.5) at midpoint and higher concentrations in +2.5 mgFeMNP (6.5±0.6) versus −2.5 mgFeMNP (4.1±0.8) at endpoint. No effect of iron on pathogenic E. coli could be detected in the ±12.5 mgFeMNP. The increase in the sum of pathogenic E. coli through iron fortification was significant in infants with baseline iron deficiency (p=0.012), but not in infants who were iron sufficient (p=0.327).
Figure 6A–D shows the ratio of abundances of enterobacteria to bifidobacteria and lactobacilli analysed by pyrosequencing and qPCR. Using pyrosequencing, the ratio of the relative abundances of enterobacteria to bifidobacteria changed significantly over time from baseline to endpoint in the +FeMNP versus −FeMNP (p=0.020; figure 6A). At endpoint, the enterobacteria to bifidobacteria ratio was significantly higher in the +FeMNP versus −FeMNP (p=0.004); similarly, in the separate analysis of the MNPs, the enterobacteria to bifidobacteria ratio was significantly higher in +2.5 mgFeMNP (p=0.030) and in +12.5 mgFeMNP (p=0.049), compared to the respective control groups at endpoint. The qPCR analysis confirmed this, showing a significant effect on the ratio of enterobacteria to bifidobacteria in +FeMNP compared with −FeMNP group at endpoint (p=0.008, figure 6B); with a trend towards a significant effect in the separate analysis of ±2.5 mgFeMNP (p=0.053) and ±12.5 mgFeMNP (p=0.098). Using pyrosequencing, the ratio of the relative abundance of enterobacteria to lactobacilli in +FeMNP did not change over time from baseline to endpoint, after a temporary decrease at 3 weeks (p=0.018) in +FeMNP versus −FeMNP; however, at endpoint, the ratio of enterobacteria to lactobacilli was significantly higher in +FeMNP (p=0.023; figure 6C). Using qPCR, a similar trend towards a higher ratio of enterobacteria to lactobacilli was detected at endpoint in +FeMNP compared with −FeMNP (p=0.062, figure 6D). Furthermore, pyrosequencing analysis of ±2.5 mgFeMNP and ±12.5 mgFeMNP separately showed a borderline significantly higher ratio of enterobacteria to lactobacilli in +12.5 mgFeMNP versus −12.5 mgFeMNP (p=0.055) at endpoint, with a temporary decrease after 3 weeks (p=0.021); but did not differ at any time point in +2.5 mgFeMNP versus −2.5 mgFeMNP.
Faecal calprotectin, SCFAs, iron status and systemic inflammation
At endpoint, intestinal inflammation, assessed by faecal calprotectin, was significantly higher in infants receiving +FeMNP (229.2±1.9 µg/g) versus −FeMNP (123.3±2.1 µg/g, p=0.002). In the separate analyses of the MNPs, faecal calprotectin values were significantly elevated in +12.5 mgFeMNP (248.9±2.2 µg/g) versus −12.5 mgFeMNP (102.5±2.2 µg/g, p=0.008), but were not significantly higher in +2.5 mgFeMNP (215.6±1.6 µg/g) versus −2.5 mgFeMNP (165.6±1.8 µg/g, p=0.164, figure 7). The increase in faecal calprotectin through iron fortification was significant in infants who were iron sufficient at baseline (p=0.0002), but not in infants with iron deficiency (p=0.912). There were no significant correlations of faecal calprotectin with the overall gut microbiome composition assessed by pyrosequencing. The qPCR data revealed intrasample correlations of faecal calprotectin with none of the commensal bacteria, but with the sum of pathogenic E. coli (p=0.011, t=0.177), and enterobacteria (p=0.008, t=0.201), and members of the C. perfringens group (p=0.007, t=−0.206) at 3 weeks, and EPEC (p=0.024, t=0.190) at 4 months. There were no significant differences in faecal acetate, propionate, or butyrate concentrations between +FeMNPs and −FeMNPs during the intervention (see online supplementary table S2).
There was a significant treatment effect of +12.5 mgFeMNP versus −12.5 mgFeMNP on body iron (p=0.001), SF (p=0.004), sTfR (p=0.008), ZPP (p=0.039) and a trend towards an effect on hepcidin-25 (p=0.052, see online supplementary table S3). By contrast, there was no significant treatment effect of +2.5 mgFeMNP versus −2.5 mgFeMNP on any iron status indicator or hepcidin-25. There was no treatment effect of either +FeMNP on serum CRP (see online supplementary table S3) or serum IL-1β, IL-2, IL-4, IL-5, IL-6, IL-8, IL-10, IL-17, IFNγ, TNFα or GM-CSF (data not shown). There was a significant treatment effect of +2.5 mgFeMNP versus −2.5 mgFeMNP on IL-12, which was higher in +2.5 mgFeMNP (523.6±1.5 µg/g vs 431.9±1.4 µg/g, p=0.028).
There was no significant treatment effect of iron on weight gain. However, we identified a significant increase of linear growth in +FeMNPs (70.2±1.1 cm vs 68.5±1.1 cm at endpoint, p=0.017, see online supplementary table S3). This effect was significant in the infants of ±12.5 mgFeMNP (70.2±1.1 cm vs 68.1±1.1 cm at endpoint, p=0.011), but not in ±2.5 mgFeMNP. Linear growth was not correlated to gut microbiota or faecal calprotectin.
On enrolment, 19.2% of mothers reported a treated episode of diarrhoea in their infant during the previous 3 months, 29.7% a treated RTI, and 3.8% a treated malaria episode. During the intervention, incidences of treated RTI and malaria did not significantly differ between +FeMNP versus −FeMNP. However, there was a trend towards a greater incidence of treated episodes of diarrhoea in +12.5 mgFeMNP versus −12.5 mgFeMNP: 27.3% (n=6/22) versus 8.3% (n=2/24, p=0.092).
This study shows that in breastfed, 6-month-old infants from rural Africa, the gut microbiome is dominated by Bifidobacteriaceae, but harbours many gram-negative and gram-positive pathogens. Our findings indicate that the iron in MNPs favours growth of several of these potentially pathogenic subgroups. At the same time, iron decreases abundances of bifidobacteria, shifting gut microbial balance away from beneficial ‘barrier’ strains towards a potentially more pathogenic profile. This is accompanied by an increase in intestinal inflammation. Our findings in Kenyan infants are comparable with those of a recent controlled trial in school-aged children in Côte d'Ivoire receiving iron-fortified biscuits containing 20 mg iron/day as electrolytic iron for 6 months.22 The expected absorption of electrolytic iron in that setting was <5%, and there was no decrease in anaemia or iron deficiency in the iron-fortified group. Although the study was a secondary analysis, only qPCR methods were used, and the authors did not report increases in specific pathogens; it did demonstrate that iron fortification can extensively modify the gut microbiota, increasing enterobacteria and decreasing lactobacilli, along with increased intestinal inflammation measured by faecal calprotectin. The differences between these two studies are likely due to age-related differences in the gut microbiota between infants and older children, but may also reflect differences in methods used to characterise the gut microbiome, differences in geographic setting and, possibly, differences in the iron compound and/or dose given. A recent high-dose iron supplementation trial in low to middle-income South African schoolchildren residing in an area with an improved water supply and a lower risk of contaminated food,34 supports the suggestion that environmental variables modulate the effects of iron on intestinal inflammation and gut microbiota. Despite the high iron dose, there were no measurable effects on intestinal inflammation measured by faecal calprotectin, nor on gut microbiota evaluated by qPCR. Overall, these data suggest that the effects of supplemental or fortification iron on the gut microbiota and intestinal inflammation in children are more pronounced in settings where hygiene standards are low and the microbiome is likely to be populated by opportunistic enteropathogens.
Iron fortification in the present study, and in the Ivorian study,22 favoured growth of enterobacteria over bifidobacteria and/or lactobacilli, and this could be due to their different iron requirements and metabolism. Many pathogenic enterobacteria require iron acquisition for bacterial virulence35 ,36 and/or gastrointestinal tract colonisation.37 Only few bacteria do not require iron, of which lactobacilli is the major group.17 Lactobacilli do not produce siderophores, and their growth is similar in media with and without iron.38 Bifidobacterium breve, an important bifidobacteria species in breastfed infants, can sequester luminal iron using a divalent metal permease,39 ,40 but the majority of bifidobacteria do not produce siderophores or other active iron carriers. Abundant bifidobacteria, lactobacilli and other beneficial bacteria in the colon provide an important ‘barrier effect’ against colonisation and invasion by pathogens.17 ,41 ,42 Our findings suggest that +FeMNPs weaken this protective effect. If +FeMNPs promote expansion of enterobacteria, this may be important because abundances of closely related species can predict susceptibility to intestinal colonisation by pathogenic bacteria.43 In our study, this effect may have encouraged colonisation by potentially pathogenic members of the genus Escherichia/Shigella evidenced by the higher abundances of this genus in the +FeMNP groups at endpoint and, in particular of the five pathogenic E. coli subgroups (EPEC, ETEC LT, ETEC ST, EHEC stx1, and stx2).
Calprotectin is a calcium-binding and zinc-binding protein found in the cytosol of neutrophils, monocytes and activated macrophages.44 Faecal calprotectin levels mainly reflect migration of neutrophils into the gut mucosa, and is a non-specific marker of intestinal inflammation elevated in children with gastroenteritis.45 Faecal calprotectin is markedly higher during infancy than in later childhood.46 In healthy Ugandan children, median faecal calprotectin were 278 µg/g at 3–6 months, 183 µg/g at 6–12 months of age, and fell to 28 µg/g at school age.47 We used a different assay than the Ugandan study, but found comparable levels of faecal calprotectin at baseline. In −FeMNP groups, faecal calprotectin decreased as expected over the 4-month intervention, while in +FeMNP groups, and particularly in +12.5 mgFeMNP, levels remained significantly elevated. In the Ivorian fortification study, where school-age children received ≈9 mg of iron per day, faecal calprotectin increased sharply and was correlated with the increase in gut enterobacteria.22 Although we found no significant difference in systemic concentrations of most cytokines, circulating IL-12 concentrations were significantly higher in +2.5 mgFeMNP versus −2.5 mgFeMNP at endpoint. Gut microbial antigens can stimulate secretion of IL-12 by gut macrophages and induce development of Th1 cells.48 Thus, in our study, IL-12 secretion may have been triggered by invasive pathogens or dysbiosis resulting from increased luminal iron; notably, in +2.5 mgFeMNP versus −2.5 mgFeMNP, the Escherichia/Shigella taxon was significantly higher at endpoint, an effect not seen in +12.5 mgFeMNP. Furthermore, dietary iron has shown to increase intestinal inflammation in this study and others22 ,49 through different potential pathways, such as neutrophil infiltration, lipid peroxidation, NF-κB activation and proinflammatory cytokines.49 Electron acceptors generated as by-products of host inflammatory response have been proposed to favour facultative anaerobes, in particular, enterobacteria.50
The +FeMNPs we used in this study contained iron as two different forms, ferrous and ferric, and the ferric iron was bound to a chelator (EDTA). Our data do not clarify whether the form of dietary iron is a potential determinant of the changes induced in the gut microbiota, as the relative concentration of ferrous versus ferric iron in the human colon resulting from dietary iron ingestion is unknown. However, even if different forms of iron are ingested, it is likely that most of the unabsorbed dietary iron that enters the colon is in the oxidised, ferric (Fe+3) form, mainly as ferric oxides or hydroxides.51 In the colon, low-oxygen tension would favour the reduction of ferric to ferrous (Fe+2) iron. Systems for acquisition of ferrous and ferric iron have been identified in many gastrointestinal pathogens. Although ferric ion has a solubility of only 10−17 M at pH 7, and bacteria generally require iron at around 10−7–10−5 M to achieve optimal growth,14 bacteria can reduce ferric iron to the more soluble ferrous form and/or use extracellular ferric iron chelators, such as siderophores, as solubilising agents prior to uptake.52 Many enteric pathogens, including Salmonella species and Escherichia/Shigella species,15 take up iron-siderophore complexes via specific outer membrane receptors. Most enteric gram-negative bacteria also have active transport systems for ferrous iron,14 and iron transporter FeoB-mediated ferrous iron acquisition may increase virulence.36
In our study, the ferrous fumarate-containing +12.5 mgFeMNP tended to cause greater modifications of the gut microbiome and more intestinal inflammation; this was likely due to the fact that its iron dose was fivefold that of the chelated ferric iron in the +2.5 mgFeMNP. However, it is not clear from our findings if the higher iron dose was more detrimental: although +12.5 mgFeMNP resulted in lower abundances of Bifidobacterium, and higher levels of faecal calprotectin, as well as a trend towards higher rates of treated diarrhoea, the effect on Escherichia/Shigella, the ratio of enterobacteria to bifidobacteria, and on the increase of pathogenic E. coli was stronger with +2.5 mgFeMNP. Therefore, our data do not clarify whether the lower iron dose MNP would have a better safety profile.
In accordance with previous studies on human gut microbiota,53–56 the four dominant phyla in our infants at baseline were Actinobacteria (63%, mainly Bifidobacteriaceae), Firmicutes (22%), Bacteroidetes (9%), and Proteobacteria (4%). We found more distinct treatment effects after 4 months than after 3 weeks, likely due to the rapid fluctuations in the gut microbiome at 3 weeks caused by the introduction of the complementary feeding.20 This finding underscores the importance of allowing the gut microbiome time to adapt to changes in diet when evaluating an intervention and comparing different trials. Our data from the gut microbiome of African infants are comparable with those reported in Dutch infants using qPCR methods that found similar abundances of bifidobacteria, E. coli, and lactobacilli.18 However, by contrast, many of our infants carried enteropathogens, with over half the faecal samples containing C. difficile, S. aureus, members of the C. perfringens group, enteropathogenic and/or enterotoxigenic E. coli, and nearly one in four harbouring B. cereus and/or Salmonella. Our data also suggest the baseline gut microbiome of anaemic versus non-anaemic infants may differ, as may their response to +FeMNPs. Anaemic infants showed higher Prevotella (Bacteroidetes) and lower Actinomycetales (Actinobacteria) and Streptococcus (Firmicutes) abundances than non-anaemic infants. A previous study comparing the gut microbiome of older children from Burkina Faso and Italy found higher concentrations of Bacteroidetes (especially Prevotella and Xylanibacter) and lower concentrations of Firmicutes and Escherichia/Shigella in the Burkinabe than Italian children.53 Thus, our findings suggest higher rates of anaemia in African children may contribute to differences observed in gut microbiota in African versus European children.
In rats, the availability of colonic iron may modulate gut microbiota metabolites and, in particular, production of caecal SCFAs.57 This could have important gut modulatory effects, as SCFAs have been reported to inhibit growth or reduce concentrations of Salmonella enteritidis, Salmonella enterica serovar Typhimurium, E. coli, Shigella flexneri and Campylobacter jejuni,58 ,59 and butyrate can downregulate expression of genes involved in Salmonella invasion at low doses.60 In in vitro fermentations, low iron concentrations decreased numbers of SCFA-producers, including Roseburia species/E. rectale, Clostridium Cluster IV members and Bacteroides species, and decreased butyrate and propionate concentrations in the effluent.61 In the present study, we found no effect of iron-containing MNPs on faecal SCFA concentrations. This difference may be due to the fact that 95–99% of SCFAs produced by bacterial fermentation are absorbed in the colon, so concentrations measured in faeces likely do not reflect levels in the colonic lumen.62 In Swedish infants, faecal butyrate and propionate concentrations steadily increased over the first 2 years of life, while faecal acetate increased rapidly in the first few weeks after birth and then plateaued.63 A similar pattern from 6 months to 10 months of age was visible in the Kenyan infants in this study.
Data on the effect of iron interventions on diarrhoeal incidence in children disagree. In a systematic review of controlled trials of oral iron supplementation or fortification, provision of iron was associated with a 11% higher risk of developing diarrhoea (p=0.04).7 Four food fortification studies reported diarrhoeal outcomes, three provided iron-fortified infant formula,64–66 and one provided an iron-fortified infant food.67 Since that review, two small iron fortification trials done in school-age children have not reported an increased risk for diarrhoea.68 ,69 However, a controlled trial in Swedish and Honduran infants providing iron supplements from 6 months to 9 months, among infants with Hb ≥110 g/L, iron treatment increased risk for diarrhoea.70 Recent controlled iron supplementation trials (12.5–15 mg Fe/day) in Peru71 and Bangladesh72 reported a significant increase in diarrhoea. Two large trials of iron and folic acid supplementation in infants and children (subjects aged 12–35 months received 12.5 mg Fe/day, younger children received half the dose) in Nepal73 and Tanzania3 reported no difference in diarrhoea incidence. However, in a controlled study in Ghanaian children that used the same +12.5 mgFeMNP as in our study, there were significantly more hospital admissions in the iron group (RR (95% CI) 1.23 (1.02 to 1.49)), and based on data from the outpatient register, 83% of the additional cases in the iron group were due to diarrhoea, but this was not significant (RR (95% CI) 1.12 (0.86 to 1.46)).5 A recent study in Pakistan found an increase in diarrhoea in infants receiving +12.5 mgFeMNP, with or without zinc, compared to untreated controls (without zinc: OR (95% CI) 1.15 (1.00 to 1.3); with zinc: 1.31 (1.13 to 1.51)).6 In the present study, there was a trend towards a higher rate of diarrhoea requiring treatment in the infants receiving the +12.5 mgFeMNP. Therefore, the available data suggest oral iron supplements, and +FeMNPs may modestly increase in risk for diarrhoea in infants. Our findings of a shift in the gut microbiome towards a potentially more pathogenic profile along with the increase in intestinal inflammation could provide a potential mechanism for this adverse effect.
This is the first controlled intervention trial to examine the effect of +FeMNPs on the African infant gut microbiome, and our findings need confirmation in other settings and populations. IDA and diarrhoea are major causes of morbidity and mortality in infants in developing countries. In-home fortification with +FeMNPs has repeatedly been shown to reduce IDA rates in infants and children, but whether they increase risk for diarrhoeal disease remains uncertain. The limited available clinical evidence and our findings of their effects on the gut microbiome and inflammation, suggest +FeMNPs may not be entirely safe in settings with high burdens of infectious diseases. Currently, WHO recommends fortification using MNPs containing iron, vitamin A, and zinc for children aged 6–23 months irrespective of their iron status in settings with an anaemia prevalence of >20%, and in conjunction with measures to treat malaria, promote improved sanitation, and improve overall management of diarrhoea.74 At the same time, WHO recommends iron supplementation only be targeted to infants with IDA, while providing adequate protection from malaria.4 Our findings, together with others,5 ,6 suggest that, until safer formulations are available, +FeMNPs should be targeted to infants with IDA, while providing adequate protection from malaria and diarrhoea.
We thank the families who participated in these studies, the project staff for their hard work and dedication; Viola Cassina, Simone Heeb, Alfonso Die, and Erwin Wiegerinck for their support in the lab; and Professor Herbert Haechler from the National Centre for Enteropathogenic Bacteria and Listeria (NENT) for generously proving the DNA of the standard strains for the pathogenic E. coli qPCRs.
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Contributors TJ: study design, study conduct, data collection, data analysis and interpretation, writing of the first draft. GAMK and DM: data analysis and interpretation, writing of the first draft. CC: study design, data interpretation. PH, JN, AM and JK: study conduct and data collection. AD, DWS and CL: data interpretation. JB, HMT and HT: data analysis and interpretation. MBZ: study design, data analysis and interpretation, writing of the first draft. All authors edited the report, approved the final version and declare no conflict of interest. The content is solely the responsibility of the authors and does not necessarily represent the official views of the Eunice Kennedy Shriver National Institute of Child Health & Human Development or the National Institutes of Health.
Funding This project was supported by the Eunice Kennedy Shriver National Institute Of Child Health & Human Development under grant number U01HD064921, and realised in collaboration with the INSTAPA Project, funded by the European Union's Seventh Framework Programme (Fp7/2007-2013) under grant agreement number 211484.
Competing interests None.
Ethics approval Ethics and research committees of the Kenyatta National Hospital/University of Nairobi and the ETH Zurich.
Provenance and peer review Not commissioned; externally peer reviewed.